Related provisions for SUP 10A.7.12

SUP 10A.1.22R02/04/2013

1Notwithstanding anything to the contrary in SUP 10A.1.5 R, SUP 10A.1.6 R and SUP 10A.1.13 R the application of SUP 10A to the benchmark submission function is as set out in MAR 8.2.3 R.

SUP 10A.1.23G02/04/2013

1MAR 8.2.3 R says that the obligation on a benchmark submitter to appoint a benchmark manager applies if it maintains an establishment in the United Kingdom. Therefore, SUP 10A applies to the benchmark submission function whether or not the activity of providing information in relation to a specified benchmark (or any other regulated activity) or the benchmark submission function are carried on from that establishment.

SUP 10A.4.4R01/08/2015

FCA controlled functions

Part 1 (FCA controlled functions for FCA-authorised persons and appointed representatives)
Type	CF	Description of FCA controlled function
FCA governing functions*	1	Director function
	2	Non-executive director function
	3	Chief executive function
	4	Partner function
	5	Director of unincorporated association function
	6	Small friendly society function
FCA required functions*	8	Apportionment and oversight function
	10	Compliance oversight function
	10A	CASS operational oversight function
	11	Money laundering reporting function
	40	Benchmark submission function 1
	50	Benchmark administration function 1
Systems and controls function*	28	Systems and controls function
Significant management function*	29	Significant management function
Customer-dealing function 3 3	30	Customer function
*FCA significant-influence functions

Part 2 (FCA controlled functions for PRA-authorised persons)
Type	CF	Description of FCA controlled function
FCA required functions*	8	Apportionment and oversight function
	10	Compliance oversight function
	10A	CASS operational oversight function
	11	Money laundering reporting function
	40	Benchmark submission function 1
	50	Benchmark administration function 1
Significant management function*	29	Significant management function
Customer-dealing function	30	Customer function
*FCA significant-influence functions

Related provisions for SUP 10A.7.12

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